Compliance

SEC Votes to Extend Form PF Compliance Date to October 1, 2025

Today, the U.S. Securities and Exchange Commission (SEC) voted to extend the compliance date for the February 8, 2024 Form PF amendments to October 1, 2025, contingent on corresponding action by the Commodity Futures Trading Commission (CFTC), which is expected to vote on this soon. This joint extension, once confirmed, Read more…

By Diana Marks, 2 weeks2025.06.11. ago

Fund Reporting PRIIPs Regulation

Regulatory Guidance Update

The European Supervisory Authorities (ESAs) have released an updated version of their consolidated Q&As on the PRIIPs Key Information Document (KID), dated 5 May 2025. Regular updates to the Q&As ensure that market participants are provided with clear guidance on requirements. This update introduces clarifications affecting packaged retail and insurance-based Read more…

By Diana Marks, 2 months2025.05.06. ago